A.Vision and Mission Statements for Investors

Vision:

To empower investors through knowledge, research, and advice in securities markets.

Mission:

To provide investors with unbiased, accurate, and timely information and research on securities and companies, enabling informed investment decisions.

B. Details of Services Provided to Investors

1. Publish research reports/analysis based on public information and observations.
2. Provide recommendations, opinions, and views on securities and sectors.
3. Disclose financial interests or conflicts of interest, if any.
4. Maintain transparency in research reports and recommendations.
5. Ensure fair and non-misleading communication with investors.

C. Responsibilities of Investors

1. Conduct independent analysis before making investment decisions.
2. Understand risk factors and product suitability before investing.
3. Verify registration status of the Research Analyst on SEBI website.
4. Carefully read disclosures and disclaimers in research reports.
5. Do not rely solely on recommendations; consult financial advisors as needed.

D. Do’s and Don’ts for Investors

Do’s:

1. Always deal with SEBI-registered Research Analysts.
2. Check for SEBI registration number.
3. https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognised Fpi=yes
4. Read research reports carefully, including disclosures.
5. Maintain records of all communication and reports.

Don’ts:

1. Do not follow recommendations blindly.
2. Do not deal with unregistered entities.
3. Do not share personal or financial details unnecessarily.

E. Grievance Redressal Mechanism

In case of any complaints or grievances:

1. Approach the RA first – Contact details must be available on their website.
2. If not resolved –  

•   File a complaint with SEBI through  SCORES.
•  Steps to lodge a complaint on    SCORES:
• Register on SCORES portal.
• Lodge the complaint with details and  Supporting documents.
•  Monitor the status through the complaint tracking mechanism.